Export Compliance Notice

1. Export Control Registration and Licensing

Helios Vanguard Inc. is duly registered and licensed under the following U.S. export control programs:

2. ITAR Compliance and Defense Articles

The International Traffic in Arms Regulations (ITAR) govern the export, re-export, and transfer of defense articles and technical data. Helios Vanguard Inc. operates in full compliance with ITAR requirements.

Controlled Defense Articles include, but are not limited to: military systems, components, subsystems, defense services, and technical data as defined in the U.S. Munitions List (USML).

Technical Data means information, including but not limited to specifications, manuals, models, designs, and know-how, that may be used to develop, produce, manufacture, assemble, repair, operate, maintain, or modify defense articles.

Important: This website does not transmit, store, provide access to, or otherwise make available any ITAR-controlled technical data or defense articles. Any inquiries regarding such items will be subject to export control review and may require specific licensing approval.

3. Export Administration Regulations (EAR) Compliance

Helios Vanguard Inc. also complies with the Export Administration Regulations (EAR) administered by the U.S. Department of Commerce, Bureau of Industry and Security (BIS). The EAR controls the export of commercial products and technical data that have potential military, intelligence, or terrorism prevention applications.

The EAR's commercial control list includes items such as software, encryption technology, semiconductor manufacturing equipment, and advanced materials that may be subject to export licensing requirements.

All transactions involving items subject to EAR controls require appropriate authorization before export or re-export.

4. Prohibited Activities and End-Users

Helios Vanguard Inc. will not engage in any transactions, communications, or business relationships involving:

By submitting an inquiry or request to Helios Vanguard Inc., you represent and warrant that:

• You are not listed on any U.S. government export control denied party lists
• You are not located in, controlled by, or a national of any prohibited country
• You do not intend to export, re-export, or transfer items to any prohibited end-user or end-use
• The ultimate end-use and end-user are lawful under U.S. and applicable international law

5. Office of Foreign Assets Control (OFAC) Sanctions Compliance

Helios Vanguard Inc. conducts comprehensive sanctions compliance screening in accordance with OFAC regulations. We perform due diligence on all customers, suppliers, and business partners to ensure they do not appear on OFAC's Specially Designated Nationals (SDN) List or other sanctions lists.

We do not conduct business with individuals or entities that are:

• Located in or controlled by sanctioned countries
• Acting on behalf of sanctioned countries or their governments
• Listed as Blocked Persons or entities by OFAC
• Involved in terrorism-related activities

Any violation of OFAC sanctions is subject to severe civil and criminal penalties, including fines of up to $250,000 and imprisonment up to 20 years.

6. No Transmission of Controlled Technical Data

This website does not contain, transmit, or provide access to any ITAR-controlled technical data, EAR-controlled items, or defense articles. The website is limited to providing general company information, contact details, and business capabilities.

No technical specifications, design drawings, manufacturing processes, or other controlled information are available through this website. Any discussion of technical details will occur through secure, controlled channels after appropriate export control review and approval.

7. Export Control Review Process

All inquiries and requests submitted to Helios Vanguard Inc. involving potential defense articles, technical data, or controlled items are subject to a comprehensive export control review process. This process includes:

Helios Vanguard Inc. will not proceed with any transaction or provide any technical information without prior confirmation that such action complies with all applicable export control laws and regulations.

8. Government Compliance Obligations

As a company licensed and registered under U.S. export control programs, Helios Vanguard Inc. is subject to:

• Record Keeping: Maintaining detailed records of all transactions, communications, and compliance reviews for a minimum of five (5) years
• Inspections: Permitting unannounced inspections by DDTC, BIS, ATF, and other U.S. government agencies
• Reporting: Reporting violations, suspected violations, or questionable activities to the appropriate government agencies
• Training: Ensuring all employees receive export control compliance training
• Licensing Compliance: Ensuring all controlled exports and re-exports are properly licensed before occurring

9. Third-Country and Re-Export Control

Items exported from the United States to a third country may be subject to re-export controls. This means that re-exporting, transshipping, or transferring such items to another country may require additional authorization.

Helios Vanguard Inc. ensures that all international transactions comply with re-export control requirements, and we obtain necessary consent from the U.S. government before items are re-exported or transferred to unauthorized destinations.

10. Encryption and Cybersecurity Controls

Any encryption technology, cybersecurity tools, or related technical information provided by Helios Vanguard Inc. is subject to export control requirements. Such items may require export authorization from the appropriate U.S. government agency.

Customers are responsible for ensuring compliance with applicable export control laws when using or deploying such technologies in their operations.

11. Penalties for Non-Compliance

Violations of export control laws carry severe penalties, including:

• Criminal Penalties: Fines up to $1 million and imprisonment up to 20 years per violation
• Civil Penalties: Fines up to $300,000 per violation under ITAR; up to $250,000 per violation under EAR
• Administrative Actions: License revocation, debarment from U.S. government contracts, and denial of export privileges
• Reputational Damage: Public disclosure of violations and loss of business relationships

Helios Vanguard Inc. takes these penalties seriously and maintains rigorous compliance protocols to prevent violations.

12. International Traffic in Arms Regulations (ITAR) Notice

STATEMENT OF COMPLIANCE: Helios Vanguard Inc. is registered with the U.S. Department of State, Directorate of Defense Trade Controls, as an exporter of defense articles and technical data. Registration does not imply U.S. government approval of export activities, but rather indicates compliance with regulatory registration requirements.

Helios Vanguard Inc. commits to the highest standards of export control compliance and diligence in all business dealings.

13. Export Compliance Questions and Reporting

If you have questions about whether a particular item, transaction, or inquiry is subject to export controls, or if you are aware of a potential export control violation, please contact our Export Compliance Officer immediately:

14. Government Reporting and Disclosure Requirements

Helios Vanguard Inc. is legally obligated to report suspected export control violations to the U.S. government. If you submit information or inquiries that raise export control concerns, the Company will:

• Conduct a confidential internal review
• Report findings to appropriate U.S. government agencies if necessary
• Cooperate fully with any government investigation
• Maintain records and provide documentation as requested by law enforcement

This disclosure is required by law and supersedes any confidentiality expectations regarding export control matters.

15. Policy Updates and Changes

Helios Vanguard Inc. may update this Export Compliance Notice from time to time to reflect changes in U.S. export control laws, regulations, denied party lists, or company procedures. All updates will be posted with a revised effective date. Continued use of this website or engagement with Helios Vanguard Inc. constitutes acceptance of any updated compliance notices.